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The role of HoxA11 and HoxA13 in the evolution of novel fin morphologies in a representative batoid (Leucoraja erinacea)
EvoDevo volume 8, Article number: 24 (2017)
Batoids exhibit unique body plans with derived fin morphologies, such as the anteriorly expanded pectoral fins that fuse to the head, or distally extended anterior pelvic fin lobes used for a modified swimming technique utilized by skates (Rajidae). The little skate (Leucoraja erinacea), exhibits both of these unique fin morphologies. These fin modifications are not present in a typical shark body plan, and little is known regarding the mechanisms underlying their development. A recent study identified a novel apical ectodermal ridge (AER) associated with the development of the anterior pectoral fin in the little skate, but the role of the posterior HoxA genes was not featured during skate fin development.
We present the first evidence for HoxA expression (HoxA11 and HoxA13) in novel AER domains associated with the development of three novel fin morphologies in a representative batoid, L. erinacea. We found HoxA13 expression associated with the recently described novel AER in the anterior pectoral fin, and HoxA11 expression in a novel AER domain in the anterior pelvic fin that we describe here. We find that both HoxA11 and HoxA13 are expressed in claspers, and while HoxA11 is expressed in pelvic fins and claspers, HoxA13 is expressed exclusively in developing claspers of males. Finally, HoxA11 expression is associated with the developing fin rays in paired fins.
Overall, these results indicate that the posterior HoxA genes play an important role in the morphological evolution of paired fins in a representative batoid. These data suggest that the batoids utilize a unique Hox code, where the posterior HoxA genes exhibit distinct expression patterns that are likely associated with specification of novel fin morphologies.
Vertebrates exhibit an impressive array of morphological diversity, with a variety of body plan features exhibited by extinct and extant taxa, and the cartilaginous fishes are no exception. Cartilaginous fishes represent the most ancestral lineage of extant jawed vertebrates, which diverged from the bony fishes approximately 420–450 million years ago [1, 2], and include the holocephalans, sharks, rays and skates. Therefore, cartilaginous fishes provide an important phylogenetic context for comparing fin and limb development in gnathostomes, and understanding the genetic underpinnings for trait variation and body plan diversity . Approximately half of all cartilaginous fishes exhibit a modified body plan that is dorsoventrally flattened, with large pectoral fins that expand anteriorly and fuse to the head or rostrum (Batoidea). A compelling focus of evolutionary developmental studies has been the evolution of modified appendages such as the fin to limb transition, and these studies have highlighted co-option of ancestral genetic regulatory networks (GRNs) that were present in the common ancestor of jawed vertebrates as a primary mechanism in the evolution of body plan disparity [3, 4], including novel deployments of HoxA/D patterning genes.
Hox genes are classically associated with early patterning of anterior and posterior domains during embryogenesis and have the intriguing property of collinear expression, in which the genes on the 3′ end of the cluster are expressed early in anterior domains, followed by expression of the 5′ genes in more restricted and posterior domains. Later in development, HoxA/D genes play an important role during fin and limb morphogenesis, and are commonly referred to as the “fin and limb building toolkit” . The expression patterns of the posterior HoxD genes have been well characterized and are associated with specification of morphological disparity via anterioposterior patterning of distal domains. The 5′ HoxA genes specify proximal/distal domains and also have been implicated in the morphogenesis of novel features in distal domains [5, 6]. In tetrapods, the posterior HoxA genes, HoxA11 and HoxA13, have mutually exclusive expression patterns with HoxA11 patterning the forearm (zeugopod), and HoxA13 patterning the hand (autopod) [7,8,9]. HoxA11 and HoxA13 expression is overlapping during pectoral fin development in shark , paddlefish [11, 12] and zebrafish , suggesting that exclusive expression domains in the autopod is a tetrapod novelty .
Fins and limbs develop as outgrowths of the body wall and are patterned by two signaling centers referred to as the apical ectodermal ridge (AER), which is associated with distal outgrowth, and the zone of polarizing activity (ZPA) which is associated with AP patterning . The AER plays a major role in the patterning and outgrowth of fins and limbs, and removal of the AER results in the loss of distal elements in the limbs of tetrapods . AER outgrowth and patterning is accomplished via interactions with major signaling pathways involving Wnt3 and fibroblast growth factor 10 (Fgf10) [16, 17]. During fin development in ray-finned fishes, the AER flattens into an apical fold (AF) that will eventually give rise to the dermal fin rays . However, in tetrapods, development of the AF is delayed, resulting in continued AER signaling and distal elongation of endoskeletal elements including the eventual development of digits . Wnt3 is an established AER marker and is associated with underlying Fgf signaling, along with bone morphogenetic proteins (BMP) and Notch1 [20, 21]. These genes maintain the AER within the developing fin and limb mesenchyme [17, 22]. For example, during early pectoral fin development of the little skate, the distal AER is maintained by the presence of Wnt3 and Fgf10, along with expression of the 5′ HoxD genes [20, 23].
The establishment of novel AER domains is associated with the evolution of novel fin/limb morphologies. In addition to the extended AER domain promoting endoskeletal outgrowth in tetrapods, a novel AER domain was recently described in the anterior pectoral fin of the little skate that is associated with a novel morphology including anterior expansion and fusion to the pharyngeal basket, head, and rostrum . Nakamura et al.  demonstrated that there is an additional and distinct AER in the anterior region of the little skate pectoral fin that is associated with anterior elongation by the presence of outgrowth AER markers Wnt3, Fgf7, and 3′Hox genes. O’Shaughnessy  demonstrated another novel AER that is associated with development of claspers in the little skate . Claspers are a sexually dimorphic modification to the pelvic fins of male cartilaginous fishes that develop into rolled structures extending from the medial portion of the pelvic fins and are used for sperm transfer during copulation [3, 25]. A recent investigation into the development and outgrowth of claspers examined the genetic pathway driving clasper development . This study found that expression of the AER marker Fgf8, in conjunction with Sonic hedgehog (Shh) pathway (regulated by Gremlin1 and Androgen Receptor) was sufficient to initiate clasper development. Further, expression of HoxD12 and HoxD13 were expressed as sex-specific genes in claspers (i.e., expressed in claspers of males but not in pelvic fins of females). However, the posterior HoxA genes were not investigated, and their role in novel morphologies such as the batoid pectoral fin and male claspers remain undescribed.
Here, we describe novel expression patterns for the posterior HoxA genes, HoxA11 and HoxA13, during the development of modified fin structures in the little skate. Distinct morphologies in the anterior pectoral and pelvic fins appear to be specified by different HoxA genes, and we propose a novel AER in anterior pelvic fin. We also found evidence suggesting that HoxA11 is associated with the development of the fin rays in the little skate, which contrasts with the role of HoxA13 in fin ray development in ray-finned fishes . Finally, while HoxA11 is expressed in a broad domain marking the posterior half of the pelvic fin in males and females, HoxA13 is expressed exclusively in the posterior claspers of males in the little skate (Leucoraja erinacea), a representative batoid, which is somewhat reminiscent with limb patterning in the zeugopod and autopod of tetrapods, but without exclusion of HoxA11 by HoxA13.
Embryos and staging
Little skate embryos were obtained from the Marine Biological Laboratories (Woods Hole, MA). Embryos were removed from their egg capsules and euthanized by cervical transection. Whole embryos were placed into 4% paraformaldehyde overnight at 4 °C and then transferred to 100% methanol and stored at − 20 °C. Embryos were sexed and staged following the staging scheme of Maxwell et al.  for the winter skate (Leucoraja ocellata). Gene expression patterns were evaluated at several stages spanning paired fin development, which were stages 27, 28, 29 30, 31, 32 and early 33 (Fig. 1). A total of 205 embryos were used for this study, with 23 of those embryos utilized for clearing and staining and the remainder used for in situ hybridization.
Clear and stain
Little skate embryos at stages 30, 31, 32 and 33 were cleared and stained following Gillis et al. . In short, embryos in 100% methanol were re-hydrated in gradients of ethanol (100%;70% at 2 h each), then left overnight in 0.2% alcian blue in ethanol containing 30% glacial acetic acid. Embryos were then moved to 100% ethanol with 30% glacial acetic acid for 24 h, followed by 3 days of ethanol gradients (70%;50%;25%) and 24 h of submersion in distilled water. An addition of a 0.5% alizarin red in KOH was added for 24 h submersion, followed by de-staining in 0.5% KOH for up to 24 h, and a graded glycerol series for 3 days in 0.5% KOH before photographing in 80% glycerol.
Whole-mount in situ hybridization
Probes for in situ hybridization (ISH) were synthesized from constructs containing the target insert for HoxA (HoxA11, HoxA13) and HoxD (HoxD11, HoxD12, HoxD13) genes (Table 1) and cloned using the pGEM-T Vector System II (Promega) and linearized using NcoI, SpeI and SphI (Promega) following Wilkinson . ISH was performed following the protocol of Wilkisnson , with empirical optimization of bleaching time, hybridization temperature, blocking time and NBT/BCIP staining. Following staining, embryos were re-fixed in 4% paraformaldehyde and photographed in 50% glycerol/50% PBT and stored in 100% glycerol at 4 °C. Wnt3 expression images were graciously provided by Nakamura et al. .
Following in situ hybridization, embryos for sectioning were placed into 30% sucrose in 1X PBS overnight at 4 °C. Sucrose was removed and embryos were embedded with “O.C.T.” Compound (Tissue Tech), and were immediately frozen on dry ice in plastic molds. Embryos were cryosectioned at 15 µM.
HoxA13 and HoxA11 specify two novel AER-like domains in distinctly modified regions of the anterior paired fins in the little skate
During pectoral fin development in the little skate, HoxA13 is expressed along a narrow ridge on the distal margin from the anterior tip to the distal mid fin at stage 29 (Fig. 2c). Yet at stage 30, HoxA13 expression is concentrated in the anterior pectoral fin (Fig. 2d) in a region that has been described as a novel AER based on Wnt3 expression . While expression of 3′ anterior markers HoxA2-5 in this region  is consistent with classic collinear expression, it was somewhat surprising to find expression of the 5′ HoxA13 gene in the anterior pectoral fin. Wnt3 exhibits a similar progression with expression along the entire distal margin of the pectoral fin at stage 29, which is then restricted to the anterior pectoral fin at stage 30. By stage 30, HoxA13 shares an identical expression domain as Wnt3 in the region of distal outgrowth associated with batoid fin morphogenesis. HoxA13 is not expressed anywhere else in the developing pectoral fin (Fig. 2); therefore, HoxA13 expression appears to be exclusively associated with the previously described novel AER domain in little skate pectoral fin.
Interestingly, there is another outgrowth domain in the anterior pelvic fin of the little skate that elongates during morphogenesis, which is distinct from the distal outgrowth that occurs in the anterior pectoral fin. The anterior lobes of the pelvic fin, known as the crura (crus when referring to a singular lobe), are elongated into a “butterfly” shape  in the little skate beginning at stage 30 (Fig. 1d, e) . It is likely that this region corresponds to an additional distinct AER based on Wnt3 expression at stage 30 (Fig. 2f). Wnt3 is expressed along the entire distal rim of the pelvic fin at stage 29, but by stage 30 was restricted to the anterior pelvic fin corresponding to the crura, and the posterior region of the pelvic fin. In the anterior pelvic fin, HoxA11 expression overlaps with Wnt3 expression along a narrow ridge on the distal margin. HoxA11 expression begins at stage 28, before outgrowth of the crura (Fig. 3a), with peak expression of HoxA11 in the elongating crura at stage 30 (Fig. 3c, d). HoxA11 expression continues until developmental stage 31 (Fig. 3e, f), as outgrowth in the crura continues to form a distinctly elongated lobe (Fig. 1f–k).
The posterior HoxA genes are also expressed in broad domains marking distinct regions during pelvic fin development
In pelvic fins of the little skate, HoxA13 expression is specific to a region corresponding with the early developing claspers (Fig. 1d–k), suggesting a role for specifying this novel domain in ancestral jawed vertebrates. Wnt3 is expressed along the distal ridge of the posterior pelvic fins, but it is unclear if this is sex specific (Fig. 2e, f). O’Shaughnessy et al.  described a novel AER in the developing clasper bud as indicated by sustained Fgf8, Grem1 and Shh expression along the posterior outgrowth region of the claspers, that remained present in males well after expression had subsided in posterior pelvic fin in females (which lack claspers). We found HoxA13 expression occurs exclusively in developing claspers of males (N = 15), with no expression in pelvic fins of females (N = 10) in the little skate at stages 30–32 (Fig. 4). Further, HoxA13 is expressed in the region of the clasper anlagen in half of the embryos evaluated at stages 28 and 29 (n = 4 st. 28; n = 6 st. 29), suggesting sex-specific differences during the onset of clasper specification (Fig. 4a–d), with broad expression continuing in the males until developmental stage 32 (Fig. 4e–j).
HoxA11 displays another interesting and unique expression pattern in developing pelvic fins, with a broad expression domain that marks the posterior half of the pelvic fin at stage 29 (Fig. 3a). This expression pattern later recedes to the posterior pelvic fin in both males and females by developmental stage 30 (Fig. 3c, d). This broad, posterior expression pattern of HoxA11 has not been documented previously and may be unique to batoids.
HoxA11 expression is associated with fin ray development in paired fins of cartilaginous fishes
HoxA11 marks development of fin rays, composed of cartilaginous radials that begin to develop in the proximal finfold during early outgrowth of paired fins from the body wall (Fig. 5a). As the fins continue to expand distally, HoxA11 expression follows the distal leading edge of the fin ray elements through developmental stage 31, after which HoxA11 expression in the fin rays dissipates (see Additional file 2). We compared the number of fin ray elements in embryos of the little skate (by clear and stain specimens), and adults (by radiograph specimens) with bands of HoxA11 expression in the developing pectoral fins (Fig. 6). We were able to distinguish 53–62 bands of HoxA11 expression at stages 28–31, which is approximately ten fewer than the total number of elements in mature fins. However, it was difficult to count expression bands precisely on the anterior and posterior fin boundaries where expression bands merged or pelvic fins overlapped; therefore, the number of HoxA11 bands was likely underestimated (Fig. 6). Nonetheless, it appears that the patterning of fin rays is preceded by HoxA11 expression before development of cartilaginous condensations, as HoxA11 is no longer expressed when fin rays mature. For example, at stages 30 and 31 there are over 55–59 bands of HoxA11 expression, but only 39–43 fin rays in the mid pectoral fin have cartilaginous condensations visible by clear and stain at that stage. Therefore, chondrification of fin rays lags behind HoxA11 expression and the number of fin rays visible by these two different methods is out of sync. Remarkably, the number of fin ray elements in adults is similar to the number of cartilaginous condensations in pre-hatch embryos, with 60–70 elements clearly visible from stage 32 through adulthood (Fig. 6).
At stages 28 and 29 (Fig. 5e, Additional file 2A, B), HoxA11 expression is observed in dorsal and ventral planes of the paired fins (i.e., illustrated expression is not offset in a proximal–distal pattern but is actually expressed in overlapping dorsal and ventral planes). We sectioned the pectoral fin of embryos after whole-mount in situ hybridization, which confirmed that HoxA11 is expressed in two planes (Fig. 5f). However, sectioning of cleared and stained fins at a later stage of development revealed that cartilaginous condensations develop in the middle mesenchymal tissue of the fin, not on the dorsal and ventral planes where HoxA11 is expressed, suggesting that HoxA11 specifies regions for fin ray development or marks domains between fin rays, in a dorsal/ventral fashion (Fig. 5f, h).
Expression of HoxA13 and HoxA11 is associated with novel AERs during paired fin morphogenesis in a representative batoid
In the pectoral fin, HoxA13 is expressed as a narrow stripe along the anterior ridge that corresponds to a novel AER  and overlaps with Wnt3 expression. While the overlapping expression of HoxA13 and Wnt3 is indeed intriguing, there are data suggesting a functional role for HoxA13 in the anterior expansion of the pectoral fin. When little skate embryos are exposed to retinoic acid (RA) treatment, anterior expansion of the pectoral and pelvic fins fails , resulting in a more “shark like” morphology. During limb regeneration in Axolotl, the majority of targets directly affected by RA signaling were those in the HoxA cluster, including HoxA11 and HoxA13 . RA functions by binding to multiple receptors (RARs/RXRs) before binding to retinoic acid response elements (RAREs) in the regulatory regions of target genes . Not surprisingly, a RARE has been identified upstream of the HoxA cluster in zebrafish and mice .
In addition to demonstrating that HoxA13 expression is associated with a novel AER in the anterior pectoral fin (Fig. 2c, d), we also provide evidence that HoxA11 expression is associated with a morphological adaptation in anterior pelvic fin (Fig. 2a, b). Skates are adapted to benthic lifestyles, with elongated anterior pelvic fin lobes, called crura, that are utilized for an alternative mode of locomotion known as “punting”, which is thought to be a more energy efficient mode of locomotion along the sea floor [29, 34]. We propose that the region corresponding to the crura is specified by an additional novel AER-like domain based on Wnt3 expression that was identified but not highlighted in Nakamura et al. . Fin expansion and elongation in both the anterior pectoral and pelvic fins failed when exposed to the WNT inhibitor IWR1  supporting the role of AER outgrowth via Wnt3 expression in the morphological evolution of both distinct anterior fin domains in the little skate. While O’Shaughnessy et al.  described expression of several genes in the Shh pathway that are associated with clasper development in the posterior pelvic fins of males, they did not discuss expression in the anterior pelvic fin associated with the outgrowth of the crura. However, a few of these genes, Grem1, Ptch1, and Shh appear to be expressed in this anterior domain. One possibility is that RA treatment could interrupt the Shh pathway, and therefore affect HoxA expression indirectly. However, Shh is not expressed in anterior pectoral fin in the little skate at stages 29–30, ( and pers. communication Jeff Klomp), and Grem1 expression is biased toward the posterior pectoral fin . Therefore, failure of anterior development in both pectoral and pelvic fins after exposure to RA [30, 35] suggests a more direct link between RA and HoxA, and is consistent with a functional role for HoxA13 and HoxA11 in specifying novel morphologies in anterior paired fins. These observations are consistent with the idea that derived lineages that have undergone fin and limb modifications exhibit novel expression patterns of HoxA11 and HoxA13 that are associated with development of unique features, such as the proximo-distal expression pattern in the zeugopod and autopod of tetrapods, and the extended anterior paired fins of batoids as selective advantages for different habitats and life histories. While there appear to be many novel AERs associated with these outgrowths and modifications, each is associated with a unique HoxA code that may be associated with domain specification and identity.
HoxA11 and HoxA13 mark broad domains in posterior regions of fin/limbs with novel morphologies
HoxA13 expression occurs in a broad domain that is exclusive to the developing claspers. Claspers begin to bud from the posterior pelvic fin at developmental stage 30, meaning that earlier stages of the little skate cannot be sexed. Yet differences were noted in HoxA13 expression prior to clasper morphogenesis, with half the embryos displaying HoxA13 expression at stages 28 and 29 (Fig. 4a–d), suggesting that HoxA13 sets up early patterning of the claspers. The posterior HoxD genes, HoxD12 and HoxD13, are also sexually dimorphic, with no expression in females, and expression domains restricted to the developing claspers (see Additional file 1A–H) . There was no HoxA13 expression in the posterior regions of developing pectoral or pelvic fins in the little skate, contrary to what has been observed in the fins of catshark , zebrafish  and paddlefish , and the limbs of frog  and chick , suggesting that altering the Hox code in specific lineages is associated with specific novel morphologies.
HoxA11 is expressed in both males and females during pelvic fin development (Fig. 3c–f), with expression in the anterior region of the crura, and the posterior half of the pelvic fin, including the claspers of males. The broad expression domain of HoxA11 in posterior pelvic fins may be unique to batoids. However, HoxA11 also has a broad expression domain in the paddlefish pectoral fin bud , and in the forearm (zeugopod) in tetrapods that is excluded in the distal autopod by HoxA13 [9, 36, 37]. It is worth noting that tetrapod forelimbs are homologous with the posterior region of paired fins (metapterygium or basipterygium) in cartilaginous fishes. Regardless, we observe a broad expression domain of HoxA11 in the posterior pelvic fin/clasper, while HoxA13 exhibits a broad expression domain that is specific to the developing claspers. These data suggest that the specific expression patterns of HoxA11 and HoxA13 are associated with the evolution and development of novel fin/limb morphologies in the zeugopod, autopod and claspers, and the role of HoxA11 in posterior pelvic fin warrants further investigation.
HoxA11 is associated with development of support structures in pectoral and pelvic fins
HoxA11 is expressed in association with the developing fin rays in pectoral and pelvic fins of the little skate. This expression pattern was also illustrated, but not described, in the developing fins of the catshark [10, 38]. In zebrafish, HoxA13 expression is associated with the developing fin rays , but HoxA11 was not evaluated. We found no evidence for HoxA13 expression in the fin rays in the little skate, despite strong HoxA13 expression in other areas of fin outgrowth and development. This suggests that HoxA11 is associated with patterning of fin rays in the cartilaginous fishes, and HoxA13 may have been coopted in fin ray expression in ray-finned fishes.
By comparing HoxA11 expression bands in pectoral fins with cartilaginous condensations in cleared and stained juveniles and X-rays of older specimens, we discovered that the number of fin rays is specified early in development (Fig. 6), which is preceded by stripes of HoxA11 expression along the dorsal and ventral margins of paired fins, followed by chondrification in the mid-mesenchymal tissue (Fig. 5e–h). We can observe what appears to be waves of cartilage that may correspond to the individual radial elements of the fin rays at stage 30 (Fig. 5g).
Interestingly, paired fins develop from continuous finfolds that extend laterally down the sides of the body in the little skate, from the region posterior to the head to the cloaca (Fig. 1). At stage 27, HoxA11 expression occurs in a continuous field along this entire domain (Fig. 5a) marking early patterning of fin rays. Yet by stage 28, the pectoral and pelvic fins are differentiated, and HoxA11 expression and the finfold tissue between them is no longer present (see Additional file 2B). This developmental scheme is consistent with the finfold theory proposed by Thacher , which suggests that paired fins evolved as the “retained portions of a continuous lateral fin” on either side of the body (Mivart  and Balfour , and described in Tulenko, McCauley ). Freitas  argued that paired fins evolved from median fins based on shared HoxD expression patterns. HoxA expression patterns also inform aspects of the origin of fin/limbs such as the HoxA11 pattern we see in fin rays of the little skate, but to our knowledge HoxA expression has not been evaluated in medial fins of jawless or ancestral jawed vertebrates.
The batoids exhibit fin modifications that provide a unique opportunity to investigate the role of Hox genes in novel morphologies. HoxA genes are relatively understudied and we provide evidence that the posterior HoxA genes play distinct roles in two novel AERs during skate fin development, one of which is newly described here. Further, the little skate exemplifies unique Hox expression patterns differing from the catshark, including large posterior expression domains of HoxA11 in the pelvic fin (Fig. 7). HoxA11 is also associated with the development and patterning of fin rays in cartilaginous fishes, in contrast to HoxA13 patterning fin rays in ray-finned fishes. Here, we have shown that the posterior HoxA genes appear to play a significant role in paired fin morphogenesis in batoids, and it is intriguing that each of the novel fin domains described is associated with a discrete HoxA code that is consistent with their unique specification.
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KC conceived the project. SB performed all experiments. Both authors contributed to the interpretation of data and writing of manuscript. Both authors read and approved the final manuscript.
We would like to thank the Marine Biological Laboratory at Woods Hole for providing embryos and Andrew Gillis for sending initial tissue samples. We would also like to thank Tetsuya Nakamura and Neil Shubin for providing Wnt3 images. We thank Julio Ramirez for providing assistance with sectioning and Kayla Hall for counting and photographing fin rays.
The authors declare that they have no competing interests.
Availability of data and materials
All data generated or analyzed during this study are included in this published article.
All specimens were handled and euthanized in accordance with San Francisco State University IACUC Protocol Number A14-01.
This work was supported by the following grants: The American Elasmobranch Society Student Research Award and The Dr. Earl H. Myers and Ethel M. Myers Oceanographic and Marine Biology Trust awarded to SB and NSF Awards IOS-1022509 and IOS-1656487 to KC.
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Barry, S.N., Crow, K.D. The role of HoxA11 and HoxA13 in the evolution of novel fin morphologies in a representative batoid (Leucoraja erinacea). EvoDevo 8, 24 (2017). https://doi.org/10.1186/s13227-017-0088-4